EMIR Refit Reporting Core Training

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Join The Investment Association for valuable insights on the transition for EMIR Refit.
You’ll be equipped with a practical tool kit on where you should be on the journey and how to tackle key challenges.
Attendees will gain a greater understanding of the EMIR Refit reporting requirements to help with their preparations for go-live and reduce the risk of incomplete or inaccurate reporting.
Receive an overview of EMIR Refit timelines and an overview of key changes in the UK and EU to look out for

Key Learning Objectives

The course will provide an understanding of:

• The reporting requirements
• The regulatory drivers
• Scope of the obligations
• Trading scenarios
• The key fields which comprise a report.

09.30 Start

• General introduction and Reporting Documentation
• Essential reading for EMIR and EMIR Refit Reporting Introduction to EMIR and EMIR REFIT

10.00 What is EMIR and the regulatory drivers behind the regulation

• Differences and similarities between delegated and self reporting models
• Trade reporting versus position reporting
• Field types
• The need for EMIR refit

10.30 Timelines

• Key changes EMIR REFIT specific scenarios
• Clarity on specific scenarios EMIR REFIT – Fields including new fields and amended fields.

11.00 Counterparty data

• Common data
• Margin and Collateral data

12.45 Final thoughts Question & Answers

13.00 Course Ends

The course is primarily aimed at compliance and operations staff, but it will benefit anyone involved in preparing for EMIR Refit.

David Nowell

Senior Regulatory Consultant

David Nowell is a leading expert on MiFIR transaction reporting and EMIR trade reporting. He has over 30 years financial services experience on both sides of the regulatory fence, having worked previously for the FSA, Reuters, Credit Suisse and London Stock Exchange.
David was a Technical Specialist within the Transaction Monitoring Unit at the FSA, where he was responsible for shaping the transaction reporting rules and providing guidance to UK firms. He was the FSA’s representative on transaction reporting in Europe for a number of years and later became a member of ESMA’s Market Data Standing Committee Consultative Working Group.

After working ten years at the FSA, David became Head of Transaction Reporting at Credit Suisse. He also spent over six years at the London Stock Exchange where he was Head of Compliance for UnaVista, principally working as Compliance Officer for the EMIR Trade Repository and compliance for the MiFID Approved Reporting Mechanism. David subsequently joined Kaizen Reporting where he introduced an industry accredited training course on the subjects of MiFID and EMIR transaction reporting to help the industry improve the quality of reporting standards.

IA Member £395.00 +VAT
Non-Member £545.00 +VAT

Pay using a credit card online, or if you wish to be invoiced please email your full details to: Training@theia.org

PLEASE NOTE: Full payment for the course must be made prior to the course commencement date.

• Any cancellation must be made in writing.
• For all cancellation received 15-30 days prior to the course start date, 50% of the course fee is still payable.
• No refund is given for a cancellation made 14 days or less prior to the commencement of a course.
• Transferring from one course to another is treated as a cancellation. You can substitute one delegate for another at no additional cost. In this instance, please give two business days’ notice.

Hybrid Training Courses:

We will continue to monitor and follow government guidance regarding coronavirus (Covid-19) to ensure the safety of our team and our members. Please be advised some training courses could change from hybrid delivery (being held in-person and virtually) to solely virtual delivery, should government guidance require.