An Introduction to Anti-Money Laundering & Terrorist Financing

If you register for both the morning AML and afternoon AML courses, you will only be charged the full day course fee.

Contact training@theia.org for assistance with registration. 

With financial crime not only becoming more prevalent but also drawing considerable attention from regulators, it is more important than ever to ensure your firm is meeting regulatory expectations to counter money laundering and terrorist financing and is compliant with the myriad of law and regulation in this area.

This introductory course is designed to assist financial crime professionals in keeping up to date with Investment Management industry best practice, and to ensure that they have the policies and procedures in place to not only protect their firm from regulatory scrutiny, but also, detect and counter money laundering and terrorist financing.

Key learning objectives

• Understanding Money Laundering and Terrorist Financing
• The UK AML regime
• An introduction to customer due diligence

09:30 Financial Crime today

• What is money laundering? what is anti-money laundering?

09:50 Source of legislation

10:00 The UK AML Regime

• The 3 Lines of Defence (3LoD) Model
• Roles & Responsibilities
• Governance:
• Senior management responsibility
• Governance & structure
• Clear accountabilities across the 3LoDs
• The Risk Based Approach
• Training
• Assurance and Audit

10:45 Break

11:00 Customer Due Diligence

• Why it is important
• What good looks like
• The difference between CDD and EDD
• The difference between Source of Funds and Source of Wealth
• Ongoing monitoring

11:30 The international nature of money laundering

11:45 Case study

12:15 Multiple choice quiz

12:30 Conclusions and networking lunch

• An opportunity for you to network with the trainers and other delegates

This session is suitable as an introductory or refresher course that will give you a solid understanding of core money laundering and terrorist financing risks in Investment Management and how to protect against them.

IA Member £395.00 +VAT

Non-Member £545.00 +VAT

Pay using a credit card online, or if you wish to be invoiced please email your full details to: Training@theia.org

PLEASE NOTE: Full payment for the course must be made prior to the course commencement date.

• Any cancellation must be made in writing.
• For all cancellation received 15-30 days prior to the course start date, 50% of the course fee is still payable.
• No refund is given for a cancellation made 14 days or less prior to the commencement of a course.
• Transferring from one course to another is treated as a cancellation.
• You can substitute one delegate for another at no additional cost. In this instance, please give two business days’ notice.

Hybrid Training Courses:

Hybrid deliveries of our training allows participants on our courses the option to attend in-person here from our offices at Camomile Court, or you can attend virtually via MS Teams.

Please be advised a training course could change from hybrid delivery to solely virtual delivery. In such an event, we will inform delegates at least one week prior to the course delivery date.

There are a limited number of in-person spaces available on this course and this will be allocated on a first come first served basis.

If you register for both the morning AML and afternoon AML courses, you will only be charged the full day course fee:

IA Member £645.00 + VAT

Non-Member £795.00 + VAT

Contact training@theia.org for assistance with registration.