E-Learning: The basics of CASS
Description
This pathway examines what CASS – client money and assets regulations – are, why they are important and how firms and individuals must comply with them.
When you've completed all of the activities in this pathway, you should be able to:
- understand what CASS is and why the CASS regulations and sourcebook have been implemented
- identify a high-level overview of regulatory risks and responsibilities
- understand why a firm should have records and accounts that are maintained with sufficient accuracy and can be made available within 48 hours.
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