Proposed Changes to UK MiFIR Transaction Reporting Impact Assessment - Practitioner Level Training Webinar

A mature Transaction Reporting process is operated in the UK and is used by the FCA to detect and investigate market abuse.  With a suite of changes on the horizon and with a history of fines being levied against firms failing to supply timely, complete and accurate data to the FCA, it is critical that firms understand the importance of complying with future requirements.  This training webinar will assess the impact of the transformative changes to the UK MiFIR Transaction Reporting regime including scope change, field changes, governance and control expectations, conditional single sided reporting, nuanced impacts and key regulatory exposure risks for regulated firms and will review FCA strategy.

Key Learning Outcomes

• Elevate understanding from fields based to a holistic regime appreciation.
• Enhanced preparation ability for the proposed changes to UK MiFIR Transaction Reporting.
• Subject matter expertise cultivation including regulator strategy and rules traceability awareness.

• Transaction Reporting overview -where are we now?
• Proposed transformative changes overview and regulator strategy
• Deeper dive into key changes to explore potential regulatory exposure for firms, including conditional single sided reporting and other nuances such as cross regime traceability
• Preparation of next steps for regulated firms

Sarah Peaston

Regulatory Governance Expert | INED and experienced NED Chair | Industry Contributor

With over 25 years in financial services and senior roles at Goldman Sachs, Citi, Barclays, and Société Générale, Sarah brings unmatched clarity and leadership to complex regulatory challenges from Board to Business As Usual. Her insights into current UK MiFIR Transaction Reporting developments will help you stay ahead of the curve.

Compliance, Operations, Technology, project management, change management role holders with familiarity of Transaction Reporting.

£95.00 + VAT

Pay using a credit card online, or if you wish to be invoiced please email your full details to: Training@theia.org

PLEASE NOTE: Full payment for the course must be made prior to the course commencement date.

• Any cancellation must be made in writing.
• For all cancellation received 15-30 days prior to the course start date, 50% of the course fee is still payable.
• No refund is given for a cancellation made 14 days or less prior to the commencement of a course.
• Transferring from one course to another is treated as a cancellation.
• You can substitute one delegate for another at no additional cost. In this instance, please give two business days’ notice.