An Introduction to UK MiFIR Transaction Reporting - Entry Level Training

Build the Knowledge and Confidence to Understand UK MiFIR Transaction Reporting

Transaction reporting remains one of the UK's most important regulatory requirements, playing a critical role in helping the FCA detect and investigate market abuse. For firms subject to UK MiFIR requirements, understanding the fundamentals of transaction reporting is essential for maintaining compliance and reducing regulatory risk.

This highly rated course (4.5/5) provides a practical and accessible introduction to UK MiFIR transaction reporting, helping delegates develop a solid understanding of the reporting framework, key requirements and common industry challenges.

During this engaging training session, you'll gain a clear understanding of:

• The purpose and objectives of UK MiFIR transaction reporting
• Which transactions are reportable and when reporting obligations apply
• Key data fields and reporting requirements
• Common reporting challenges and sources of reporting errors
• The roles and responsibilities of firms and third-party providers
• FCA expectations and the importance of maintaining reporting quality
• Emerging developments and regulatory considerations

Why Individuals Choose This Course

Delegates consistently tell us that this course helps simplify a complex regulatory topic and provides practical insights that can be applied immediately in the workplace.

You'll leave with:

✅ A clear understanding of UK MiFIR transaction reporting requirements
✅ Greater confidence when discussing reporting obligations with colleagues, clients and regulators
✅ Practical knowledge of key reporting concepts, terminology and processes
✅ Improved awareness of common reporting risks and compliance considerations
✅ A strong foundation for anyone new to transaction reporting or regulatory reporting functions

Whether you work in compliance, operations, risk, middle office, regulatory reporting, technology, legal or control functions, this course provides valuable knowledge to help you better understand your firm's reporting obligations.

Why Organisations Book Their Teams

For organisations, this course provides an effective way to build a consistent understanding of transaction reporting requirements across teams responsible for regulatory compliance and operational oversight.

Ideal for:

• New joiners to transaction reporting functions
• Compliance and regulatory reporting teams
• Operations and middle-office professionals
• Risk and control functions
• Technology and change teams supporting reporting processes
• Graduates and apprentices entering regulated roles

Delegates return to the workplace with a stronger understanding of transaction reporting obligations, helping to improve reporting quality, reduce compliance risks and support more effective cross-team collaboration.

Learn from an Industry Expert

Delegates consistently praise both the quality of the content and the expertise of the trainer, with the course achieving an overall rating of 4.5/5.

• "The session was highly informative and well-articulated."
• "Very knowledgeable presenter and really detailed information provided"
• "It was informative session"

Gain the knowledge and confidence needed to understand the fundamentals of UK MiFIR transaction reporting and support your firm's regulatory compliance obligations.

Places are limited and allocated on a first-come, first-served basis. Secure your place today 

• Transaction Reporting overview
• Transaction Reporting scope
• Transaction Reporting validation and submission, including FCA FIRDS
• Data reliance and usage by regulators
• Governance and Control requirements and associated fines levied
• Proposed transformative changes overview

Sarah Peaston

Regulatory Governance Expert | INED and experienced NED Chair | Industry Contributor

With over 25 years in financial services and senior roles at Goldman Sachs, Citi, Barclays, and Société Générale, Sarah brings unmatched clarity and leadership to complex regulatory challenges from Board to Business As Usual. Her insights into current UK MiFIR Transaction Reporting developments will help you stay ahead of the curve.

Compliance, Operations, Technology, project management, change management role holders.

£95.00 + VAT

Pay using a credit card online, or if you wish to be invoiced please email your full details to: Training@theia.org

PLEASE NOTE: Full payment for the course must be made prior to the course commencement date.

• Any cancellation must be made in writing.
• For all cancellation received 15-30 days prior to the course start date, 50% of the course fee is still payable.
• No refund is given for a cancellation made 14 days or less prior to the commencement of a course.
• Transferring from one course to another is treated as a cancellation.
• You can substitute one delegate for another at no additional cost. In this instance, please give two business days’ notice.

Group Discounts and In-House Delivery

Many firms choose to enrol multiple employees to establish a common understanding of DLT, blockchain and digital assets across their organisation.

Group booking discounts are available, making this a cost-effective option for team learning and development initiatives.

For organisations seeking a tailored approach, this webinar is also available as an in-house programme, delivered exclusively for your firm. In-house delivery allows content, examples and discussions to be aligned to your organisation's specific objectives, helping maximise relevance and impact.