An Introduction to UK MiFIR Transaction Reporting - Entry Level Training

A mature Transaction Reporting process is operated in the UK and is used by the FCA to detect and investigate market abuse.  With a suite of proposed changes on the horizon and with a history of fines being levied against firms failing to supply timely, complete and accurate data to the FCA, it is critical that firms understand the importance of complying with requirements.  This training webinar will provide a comprehensive foundation understanding of the UK MiFIR Transaction Reporting regime, including field categories, data usage, governance and control requirements, regulator strategy and the proposed transformative changes to reporting.

Key Learning Outcomes

• Attain a comprehensive foundation understanding of the UK MiFIR Transaction Reporting Regime.
• Gain insight into reporting fields’ categories, data usage and governance and control requirements.
• A headline understanding of proposed transformative changes and the next steps.

• Transaction Reporting overview
• Transaction Reporting scope
• Transaction Reporting validation and submission, including FCA FIRDS
• Data reliance and usage by regulators
• Governance and Control requirements and associated fines levied
• Proposed transformative changes overview

Sarah Peaston

Regulatory Governance Expert | INED and experienced NED Chair | Industry Contributor

With over 25 years in financial services and senior roles at Goldman Sachs, Citi, Barclays, and Société Générale, Sarah brings unmatched clarity and leadership to complex regulatory challenges from Board to Business As Usual. Her insights into current UK MiFIR Transaction Reporting developments will help you stay ahead of the curve.

Compliance, Operations, Technology, project management, change management role holders.

£95.00 + VAT

Pay using a credit card online, or if you wish to be invoiced please email your full details to: Training@theia.org

PLEASE NOTE: Full payment for the course must be made prior to the course commencement date.

• Any cancellation must be made in writing.
• For all cancellation received 15-30 days prior to the course start date, 50% of the course fee is still payable.
• No refund is given for a cancellation made 14 days or less prior to the commencement of a course.
• Transferring from one course to another is treated as a cancellation.
• You can substitute one delegate for another at no additional cost. In this instance, please give two business days’ notice.