Optimising Trade Control in a T+1 Environment

Build the Knowledge and Confidence to Navigate T+1 Settlement

The move to T+1 settlement is one of the most significant operational changes to affect the investment industry in recent years. With shorter settlement cycles, firms must ensure their trade control frameworks, compliance checks and operational processes are robust enough to manage increased time pressures, reduce risk and maintain regulatory compliance.

This practical webinar is designed to help professionals understand the implications of T+1 settlement and the impact it may have on existing trade control and compliance processes. Delegates will gain valuable insights into how firms can adapt their controls and operational frameworks to meet the demands of a faster settlement environment.

During the Webinar, You'll Explore:

• What T+1 settlement is and when it has been, or is being, implemented across key markets
• The role of pre-trade and post-trade compliance checks within the investment management lifecycle
• How T+1 settlement may impact existing pre-trade compliance configurations and control frameworks
• The operational and compliance considerations associated with compressed settlement timelines
• Applying this understanding within your own organisation to help ensure appropriate T+1 checks can be implemented effectively.

Why Individuals Choose This Webinar

As settlement cycles shorten and operational expectations increase, professionals across investment firms need to understand how T+1 impacts day-to-day processes and compliance oversight.

You'll leave with:

✅ A greater understanding of T+1 settlement and its implications for investment firms

✅ Enhanced knowledge of pre-trade and post-trade compliance controls

✅ Increased confidence when discussing T+1 requirements with colleagues and stakeholders

✅ Practical insight into how existing control frameworks may need to evolve

✅ Actionable takeaways that can be applied within your firm

Whether you work in compliance, risk, operations, middle office, trade support, technology, oversight or control functions, this webinar will help you better understand the challenges and opportunities presented by T+1 settlement.

Why Organisations Register Their Teams

For organisations, this webinar provides a valuable opportunity to ensure teams understand the operational and compliance implications of T+1 settlement and are equipped to assess and implement the necessary controls.

Ideal for:

• Compliance and regulatory teams
• Operations and middle office professionals
• Trade support and settlements teams
• Risk and control functions
• Technology and change management specialists
• Managers responsible for trade oversight and operational resilience

Delegates return with a stronger understanding of how T+1 settlement impacts trade controls and compliance processes, helping firms improve readiness, reduce operational risk and support successful implementation.

Learn from an Industry Expert

Gain practical insights from an experienced industry practitioner who understands the regulatory, operational and compliance challenges associated with T+1 settlement and can share real-world approaches to implementing effective trade control frameworks

• How T1 is changing the trade lifecycle.
• The growing importance of real-time compliance and automation.
• Practical strategies to strengthen your trade control framework.
• Key considerations your firm should be addressing now.

Paul Taylor

Senior Advisor, Chair and Non-Executive Director with over 37 years of cross sector experience in financial services, technology, education and the third sector.

A published author, speaker and Open University Lecturer in technology management.

This course is aimed at professionals involved in investment trading, compliance, operations and technology.

• Trade Compliance and Risk professionals
• Investment Operations teams
• Portfolio Managers and Traders
• Change and Project Managers
• Investment Technology professionals

It is particularly relevant to anyone responsible for adapting trade compliance processes and controls to T+1.

£95.00 + VAT

Pay using a credit card online, or if you wish to be invoiced please email your full details to: Training@theia.org

PLEASE NOTE: Full payment for the course must be made prior to the course commencement date.

• Any cancellation must be made in writing.
• For all cancellation received 15-30 days prior to the course start date, 50% of the course fee is still payable.
• No refund is given for a cancellation made 14 days or less prior to the commencement of a course.
• Transferring from one course to another is treated as a cancellation.
• You can substitute one delegate for another at no additional cost. In this instance, please give two business days’ notice.

Group Discounts and In-House Delivery

Many firms choose to register multiple colleagues to ensure a consistent understanding of T+1 settlement requirements and trade control best practices across their teams.

Discounts are available for group bookings, making this a cost-effective solution for team development and implementation planning.

For organisations seeking a more tailored approach, this webinar is also available as an in-house programme, delivered exclusively for your firm. In-house delivery allows content, examples and discussions to be aligned to your firm's specific operating model, compliance framework and implementation challenges, providing a more relevant and impactful learning experience while enabling larger groups to be trained together.