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The Investment Association and ISDA (International Swaps and Derivatives Association) are excited to partner to discuss regulatory reporting, bringing together a broad industry mix of buy and sell-side firms.

The event will explore:

• Regulatory re-writes – A reflection on the 2024 regime reporting implementations, including EU EMIR Refit, the lessons learnt that may be applied to upcoming changes to the UK, Australia and Singapore rules?
• Industry partnership – With collaboration across firms is more crucial than ever to get reporting right. How can firms best collaborate with their stakeholders?
• Transaction reporting operational excellence – How can firms manage and adaptable to the ever higher BAU volumes and a continuous flow of regulatory change, while ensuring reporting completeness and accuracy?
• The future of reg reporting – The ISDA Digital Regulatory Reporting (DRR) initiative delivers a community developed, machine-executable model for adhering to reporting requirements across jurisdictions. With the DRR already being used by market participants, how will it make regulatory reporting more efficient, reliable and accurate, and how can firms benefit?

We invite you to join us to add to the discussion on these and other important topics, on which there is ever increasing industry and regulatory engagement.

12:45 Registration and Lunch

13:20 Welcoming Remarks

• Alex Chow, Investment Operations Policy Lead, The Investment Association
• Alex Castle, CEO, State Street Global Advisors UK

13:30 Keynote Address

Jonathan Hamer, Manager - Post-Trade Reporting Team (PTRT), FCA

13:50 Panel: EMIR Refit - Lessons learnt from the EU transition and UK next steps
With the industry sitting between re-write go-live dates, the panel will look to discuss:

• Review of the EU EMIR go-live in April. What were some of the main issues and successes? Are there still pending questions or has EU EMIR become business-as-usual?
• How have firms approached the 6-month transition period and could this changed the way firms will approach reporting under the new UK EMIR Refit rules?
• How is the industry gearing up for the upcoming September and October go-lives? Has the experience and lessons learned from the EU EMIR go-live altered the way firms are preparing for UK EMIR and the ASIC/MAS rewrites?

Moderator: Tim Hartley, EMIR Reporting Director, Kaizen 

• Mark Burnal, Head of Regulatory Reporting and Infrastructure, Man Group
• Andrew Leonard, Global Regulatory Reporting Compliance Lead, Barclays
• Nicola O’Hare, Morgan Stanley
• Ciaran Scollan, Senior Product Manager, LSEG

14:30 Panel: Regulatory reporting - Managing stakeholders
With regulatory reporting increasingly necessitating communications and data exchange across stakeholders both pre- and post-report, panel will explore how firms are managing stakeholder relationships.

Discussion will include:

• How are firms managing client relationships to ensure the data quality of their own reporting and how is client awareness of regulatory reporting evolving?
• How can firms engage with their trading partners and solution providers and encourage reporting consistency?
• How are the regulatory reporting re-writes looked at from a firm senior management perspective? How can a regulatory reporting team get appropriate buy-in?

Moderator: Alex Chow, Investment Operations Policy Lead, The Investment Association 

• Allison Brand, Director - Head of Asset Management Regulatory Transaction Reporting, UBS
• Stephanie Rubizhevsky, Executive Director - Head of Product, Novatus Global
• Craig Bryson, Regulatory Implementation, Citi

15:10 Networking Break

15:40 Fireside Chat
Fireside chat on the Bank of England and FCA’s initiative ‘Transforming Data Collection’ (TDC) with Angus Moir, Head of Data Collection Transformation, Bank of England and Dawd Haque, Global lead for Regulatory Market Initiatives, Transformation & Strategy, Deutsche Bank and chair of the Industry Data Standards Committee’ (IDSC) within the TDC.

• Dawd Haque, Global lead for Regulatory Market Initiatives, Transformation & Strategy, Deutsche Bank
• Angus Moir, Head of Data Collection Transformation, Bank of England

16:00 Panel: The ISDA DRR and the future of regulatory reporting
Machine readable and executable regulations is a necessary, and arguably the inevitable, future in order for both market participants and regulators to continue to support and develop regulatory reporting. With the ISDA DRR already being utilized within the industry, the panelists will be considering key elements such as:

• Why ISDA DRR is needed for regulatory reporting and the solutions it delivers
• Where the ISDA DRR fits into the reporting ecosystem
• How firms can implement DRR into their processes and realize the benefits
• What the future landscape of regulatory reporting may look like as digital regulatory reporting continues to gain traction and adoption by market participants

Moderator: Andrew Bayley, Senior Director, Data and Reporting, ISDA

• Eleanor Kelly, Executive Director - Global Regulatory Change and Control, J.P. Morgan
• Paul Grainger, Senior Manager, Quorus
• Minesh Patel, Chief Technology Officer, REGnosys

16:40 Closing Remarks

Andrew Bayley, Senior Director, Data and Reporting, ISDA

16:45 Networking Drinks Reception

Andrew Bayley, Senior Director, Data and Reporting, ISDA
Andrew Bayley joined ISDA in April 2018 as Director for Data and Reporting. He is involved with ISDA’s engagement in relation to EU regulatory reporting initiatives, such as EMIR and MiFID. 

Prior to joining ISDA, Andrew was at Bank of America Merrill Lynch for 14 years where he held several derivative operations roles, before working within their regulatory reporting team for five years, involved in the implementation of several global regulatory initiatives including EMIR, HKMA, MAS and ASIC.  
 
Andrew has a degree in Cultural Studies and Literature from Staffordshire University.

Alex Chow, Investment Operations Policy Lead, The Investment Association
Alex leads policy at the Investment Association on investment operations, notably on post-trade and trade and transaction reporting. The workstreams in these areas include engagement and advocacy with regulators and working with membership discussion forums and market stakeholders to establish industry wide best practice and guidance for the IA’s 250 members. Alex has 13 years’ experience in the industry having previously worked at BNY Mellon and Goldman Sachs.

Allison Brand, Service Delivery Head of Regulatory Transaction Reporting, UBS Asset Management
Allison Brand is the Service Delivery Head of Regulatory Transaction Reporting at UBS Asset Management, responsible for the Governance and Oversight of Transaction Reporting Globally. Allison is an industry professional with a career spanning 40 years, the last 13 years within Regulatory Transaction Reporting covering sell side and more recently the buy side organisations. She also chairs the IA Trade and Transaction Reporting Committee

Mark Burnal, Head of Regulatory Reporting and Infrastructure, Man Group
Mark Burnal is the Head of Regulatory Reporting and Infrastructure at Man Group. He is responsible for ensuring the firm’s funds meet their ongoing regulatory transaction reporting obligations. He is also responsible for ensuring fund operational infrastructure is set up to meet ongoing operational requirements for trading and investment purposes.

Jonathan Hamer, Manager - Post-Trade Reporting Team (PTRT), FCA
Manager of the Post-Trade Reporting team at the FCA. Responsible for all aspects of the UK EMIR and SFTR regulatory reporting regimes including supervision, policy development, and data quality.

Mark Burnal, Head of Regulatory Reporting and Infrastructure, Man Group
Mark Burnal is the Head of Regulatory Reporting and Infrastructure at Man Group. He is responsible for ensuring the firm’s funds meet their ongoing regulatory transaction reporting obligations. He is also responsible for ensuring fund operational infrastructure is set up to meet ongoing operational requirements for trading and investment purposes. 

Tim Hartley, EMIR Reporting Director, Kaizen
With over 15 years’ industry experience, Tim is a specialist in EMIR regulatory reporting and has a deep understanding of the full trade and position reporting lifecycle, from pre-sale, through to daily reporting and post-trade reporting review.
Tim has assisted and advised a broad range of firms, including hedge funds, asset managers, brokers and non-financial firms to enable them to meet reporting and regulatory requirements, implement fit for purpose and best practice approaches, as well as avoid regulatory scrutiny and enforcement action.

Prior to Kaizen, Tim was an EMIR and SFTR Reporting specialist for Kroll, where he led the firm’s expert reporting review consultations, authored and delivered EMIR and SFTR training modules on behalf of a leading Trade Repository, and was a regular panelist on EMIR Reporting webinars and conferences. Tim spent five years leading and developing the CME Trade Repository as Global Head of Client Services, after having focused on derivative onboarding for JPMorgan Chase.

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Contact: Rob Saunders
email: RSaunders@isda.org | telephone: +44 (0) 20 3808 9727

Contact: Ryan White
email: ryan.white@theia.org | telephone: +44 07958 427 170